WebOct 20, 2016 · The CFTC approved a proposed rule that would redefine certain key cross-border swap terms, including "US Person," and provide clarification on other important Dodd-Frank cross-border swaps rules, such as counting cross-border swaps toward swap dealer thresholds and application of CFTC swaps rules to swaps arranged, negotiated, … WebIn the decade since the initial adoption of the risk management rules for SDs and FCMs, the CFTC has received a number of questions from SDs concerning compliance with these requirements with the most emphasis on governance and risk reporting.
8-K: Tego Cyber, Inc. - MarketWatch
WebMar 8, 2024 · The CFTC's advisory committees have no rule-making authority, but they serve as a channel for communication between the agency and the markets that it … WebFeb 6, 2024 · CFTC Chief Plots New Cyber Rules in Wake of ION Trading Hack; Rules would seek more vendor oversight by derivatives dealers; Attack has forced some manual clearing and margin calculations Lydia Beyoud, Allyson Versprille and Katrina Manson – … university of kent insurance
Commodity Futures Trading Commission CFTC
WebFeb 9, 2024 · A cybersecurity rule that is styled as a cudgel will not facilitate such cooperation. A cybersecurity policies and procedures rule may not even be necessary to foster the investments in strong cyber-defenses, dialogue, communication, and cooperation we seek from investment advisers and investment companies. WebFeb 6, 2024 · CFTC Chief Plots New Cyber Rules in Wake of ION Trading Hack; Rules would seek more vendor oversight by derivatives dealers; Attack has forced some … Web2 days ago · Goldman admitted that over a two-year period from 2015-16 it failed to disclose any pre-trade-mid-market marks (PTMMM) on dozens of the same-day equity index swaps it executed or failed to disclose an accurate PTMMM in violation of CFTC rules, the agency said Monday in a press release.. The CFTC said it found Goldman “opportunistically … university of kent hr department